Need help moving forward? Please call our relationship managers at 888-426-7640.
Our James Funds are also available for purchase through financial advisors or third parties such as broker-dealers and/or banks. Please contact your personal financial advisor or broker for more information.
Used to establish a non-retirement account at James, including Individual, Joint, Transfer on Death, Custodial (Uniform Gift/Transfer to Minor Act), Trust, Estate, Corporate or other Legal Entity
Used to establish a Traditional IRA, SEP IRA, or Roth IRA at James
Used to establish a SIMPLE IRA at James
Used to establish a new Coverdell education savings account at James.
Change your Address
Change your Telephone Privileges
Change your Distribution Plan settings
Add or change your Bank Information
Change your Account Name
Add or change an Automatic Investment Plan
Add or change an Systematic Withdrawal Plan
Add Transfer on Death (TOD) to your account
Complete this form to elect a different cost basis method for covered shares.
Use this form to request a one-time distribution or to establish a Systematic Withdrawal Plan on your retirement account.
Use this form to transfer assets directly to a new or existing IRA, to convert from a Traditional IRA to a Roth IRA, to transfer from an existing Roth IRA, to roll over a Roth IRA, or to request a direct rollover from an employer sponsored plan.
Use this form to transfer assets directly to a new or existing non-qualified (non-IRA) account.
Use this form to designate and/or change the primary and secondary beneficiaries for your James Advantage Funds.
Use this form to authorize a person other than the account owner to inquire about or to trade your James account.
Use this form to change your James Advantage Funds account options or provide general instructions.
Use this form to request a one-time distribution or to establish a Systematic Withdrawal Plan on your non-retirement account.
James Investment Research, Inc. is registered with the U.S. Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940. The information and opinions on this website are for general information only, based on sources we consider reliable, but cannot guarantee its accuracy. It should also not be regarded as a solicitation to buy or sell any securities mentioned. Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or replacement for, personalized financial advice, as it does not take into consideration your unique financial situation, goals, or requirements.
Investing involves risk, including the loss of principal. Past performance is no guarantee of future results.
James Advantage Funds are offered only to US citizens and residents and any information on the website is intended solely for that purpose. Nothing on this website should be considered a solicitation to buy or an offer to sell any James funds in any jurisdiction where offer or solicitation would be unlawful under the securities laws of such jurisdiction. For international investors, please see Institutional.
Small and Micro Cap investing involve greater risk not associated with investing in more established companies, such as greater price volatility, business risk, less liquidity and increased competitive threat. Fund holdings and sector weightings are subject to change without notice. Past performance is no guarantee of future results.
The James Advantage Mutual Funds are distributed by Ultimus Fund Distributors, LLC (Member FINRA) Private and separately managed accounts and related investment advisory services are provided by James Investment Research, Inc., a federally registered investment advisor. Ultimus Fund Distributors, LLC is not affiliated with James Investment Research, Inc.
You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Fund before investing. The Fund's prospectus contains this and other information about the Fund, and should be read carefully before investing. You may obtain a current copy of the Fund's prospectus by calling 1-800-995-2637 or click here to view or download a prospectus online.
Download Form